Oracle Database Upgrade from 10.2.0.4 to 11.2.0.4

Before you upgrade make sure you have backup taken backup of the database/

1. Run Pre-Upgrade Information Tool on 10.2.0.4 database

It is under 11ghome/rdbms/admin/ utlu112i.sql

sqlplus '/ as sysdba'

spool pre_upg_11201_info.log

@/oracle/upgrade/utlu112i.sql

spool off

Make the changes as suggested by pre-upgrade toll.

Sample:

SQL> @/oracle/upgrade/utlu112i.sql

Oracle Database 11.2 Pre-Upgrade Information Tool    05-22-2013 19:23:20

**********************************************************************

Database:

**********************************************************************

--> name:          ORCLDB

--> version:       10.2.0.4.0

--> compatible:    10.2.0.4.0

--> blocksize:     8192

--> platform:      Linux x86 64-bit

--> timezone file: V4

**********************************************************************

Tablespaces: [make adjustments in the current environment]

**********************************************************************

--> SYSTEM tablespace is adequate for the upgrade.

.... minimum required size: 624 MB

.... AUTOEXTEND additional space required: 144 MB

--> UNDOTBS1 tablespace is adequate for the upgrade.

.... minimum required size: 16 MB

--> SYSAUX tablespace is adequate for the upgrade.

.... minimum required size: 547 MB

.... AUTOEXTEND additional space required: 97 MB

--> TEMP tablespace is adequate for the upgrade.

.... minimum required size: 61 MB

**********************************************************************

Flashback: OFF

**********************************************************************

**********************************************************************

Update Parameters: [Update Oracle Database 11.2 init.ora or spfile]

**********************************************************************

WARNING: --> "sga_target" needs to be increased to at least 672 MB

WARNING: --> "java_pool_size" needs to be increased to at least 128 MB

**********************************************************************

Renamed Parameters: [Update Oracle Database 11.2 init.ora or spfile]

**********************************************************************

-- No renamed parameters found. No changes are required.

**********************************************************************

Obsolete/Deprecated Parameters: [Update Oracle Database 11.2 init.ora or spfile]

**********************************************************************

--> background_dump_dest         11.1       DEPRECATED   replaced by

"diagnostic_dest"

--> user_dump_dest               11.1       DEPRECATED   replaced by

"diagnostic_dest"

--> core_dump_dest               11.1       DEPRECATED   replaced by

"diagnostic_dest"

**********************************************************************

Components: [The following database components will be upgraded or installed]

**********************************************************************

--> Oracle Catalog Views         [upgrade]  VALID

--> Oracle Packages and Types    [upgrade]  VALID

--> JServer JAVA Virtual Machine [upgrade]  VALID

--> Oracle XDK for Java          [upgrade]  VALID

--> Oracle Workspace Manager     [upgrade]  VALID

--> Oracle Text                  [upgrade]  VALID

--> Oracle XML Database          [upgrade]  VALID

--> Oracle Java Packages         [upgrade]  VALID

--> Oracle interMedia            [upgrade]  VALID

--> Expression Filter            [upgrade]  VALID

--> Rule Manager                 [upgrade]  VALID

**********************************************************************

Miscellaneous Warnings

**********************************************************************

WARNING: --> Database is using a timezone file older than version 11.

.... After the release migration, it is recommended that DBMS_DST package

.... be used to upgrade the 10.2.0.4.0 database timezone version

.... to the latest version which comes with the new release.

WARNING: --> Database contains schemas with stale optimizer statistics.

.... Refer to the Upgrade Guide for instructions to update

.... schema statistics prior to upgrading the database.

.... Component Schemas with stale statistics:

....   SYS

....   CTXSYS

WARNING: --> Database contains INVALID objects prior to upgrade.

.... The list of invalid SYS/SYSTEM objects was written to

.... registry$sys_inv_objs.

.... The list of non-SYS/SYSTEM objects was written to

.... registry$nonsys_inv_objs.

.... Use utluiobj.sql after the upgrade to identify any new invalid

.... objects due to the upgrade.

.... USER PUBLIC has 4 INVALID objects.

.... USER JEFFC has 3 INVALID objects.

.... USER SYS has 2 INVALID objects.

WARNING: --> Database contains schemas with objects dependent on network

packages.

.... Refer to the Upgrade Guide for instructions to configure Network ACLs.

WARNING:--> recycle bin in use.

.... Your recycle bin turned on.

.... It is REQUIRED

.... that the recycle bin is empty prior to upgrading

.... your database.

.... The command:  PURGE DBA_RECYCLEBIN

.... must be executed immediately prior to executing your upgrade.

PL/SQL procedure successfully completed.

SQL> spool off;

2: Make Init parameter changes and copy the init.ora file to 11g oracle home

Put compatible = 10.2.0.4.0 to avoid the unnecessary errors.

3: run utlrp.sql Twice to compile invalid objects

cd $ORACLE_HOME/rdbms/admin/

SQL> @utlrp.sql

4: check timezone, it needs to be upgraded

SQL> SELECT version FROM v$timezone_file;

   VERSION

         4

5: Gather Dictionary stats

SQL> EXECUTE dbms_stats.gather_dictionary_stats;

PL/SQL procedure successfully completed.

6 Purge Recycle bin

SQL> PURGE DBA_RECYCLEBIN;

DBA Recyclebin purged.

7: Put database in no-archive log mode

shut immediate

startup mount

alter database noarchivelog;

8: shut down database and listener

Shut immediate

lsnrctl stop LISTENER_ORCLDB

9: prepare listener file or add this database entry in 11gr2 home

10: set the env, we are using CSH

setenv ORACLE_BASE /oracle

setenv ORACLE_HOME /oracle/product/11.2.0/dbhome_1

setenv PATH $ORACLE_HOME/bin:$ORACLE_HOME/perl/bin:$PATH

setenv LD_LIBRARY_PATH $ORACLE_HOME/lib

setenv ORACLE_SID ORCLDB

setenv ORACLE_BASE /oracle

11: runupgrade

cd $ORACLE_HOME/rdbms/admin

spool /oracle/upgrade/upgrade_ORCLDB_11201.log

@catupgrd.sql

12: post upgrade

Run below scripts:

SQL> @utlu112s.sql

SQL> @catuppst.sql

SQL> @utlrp.sql

Upgrade is done

13. Make sure to check the all components are valid and upgrade to 11.2.0.4 and send screen shot

14: Upgrading timezone

Make sure the exiting timezone using below commands

SQL> SELECT PROPERTY_NAME, SUBSTR(property_value, 1, 30) value FROM DATABASE_PROPERTIES WHERE PROPERTY_NAME LIKE 'DST_%' ORDER BY PROPERTY_NAME;

SQL> SELECT version FROM v$timezone_file;

conn / as sysdba
shutdown immediate;
startup upgrade;
set serveroutput on

SQL> purge dba_recyclebin;

DBA Recyclebin purged.

TRUNCATE TABLE SYS.DST$TRIGGER_TABLE;
TRUNCATE TABLE sys.dst$affected_tables;
TRUNCATE TABLE sys.dst$error_table;

SQL> EXEC DBMS_DST.BEGIN_UPGRADE(11);

An upgrade window has been successfully started.

PL/SQL procedure successfully completed.

-- check if this select
SELECT PROPERTY_NAME, SUBSTR(property_value, 1, 30) value
FROM DATABASE_PROPERTIES
WHERE PROPERTY_NAME LIKE 'DST_%'
ORDER BY PROPERTY_NAME;

PROPERTY_NAME                  VALUE

------------------------------ --------------

DST_PRIMARY_TT_VERSION         11

DST_SECONDARY_TT_VERSION       1

DST_UPGRADE_STATE              UPGRADE

-- you can check what tables need to updated using

SQL> SELECT OWNER, TABLE_NAME, UPGRADE_IN_PROGRESS FROM ALL_TSTZ_TABLES where UPGRADE_IN_PROGRESS='YES';

no rows selected

-- restart the database
shutdown immediate
startup

--Timezone should be upgraded to V11 now, run the following command to verify

SQL> select * from v$timezone_file;

FILENAME                VERSION

-------------------- ----------

timezlrg_11.dat              11

-- now upgrade the tables who need action

set serveroutput on

VAR numfail number
BEGIN
DBMS_DST.UPGRADE_DATABASE(:numfail,
parallel => TRUE,
log_errors => TRUE,
log_errors_table => 'SYS.DST$ERROR_TABLE',
log_triggers_table => 'SYS.DST$TRIGGER_TABLE',
error_on_overlap_time => FALSE,
error_on_nonexisting_time => FALSE);
DBMS_OUTPUT.PUT_LINE('Failures:'|| :numfail);
END;
/

Failures:0

PL/SQL procedure successfully completed.

-- If there are no failures then end the upgrade

VAR fail number
BEGIN
DBMS_DST.END_UPGRADE(:fail);
DBMS_OUTPUT.PUT_LINE('Failures:'|| :fail);
END;
/

An upgrade window has been successfully ended.

Failures:0

PL/SQL procedure successfully completed.

15. After update take Database backup

Refer : Complete Checklist for Manual Upgrades to 11gR2 (Doc ID 837570.1)